https://www.forbes.com/sites/jackkelly/2024/06/03/banks-brokerage-firms-return-to-office/
One of the reasons for the RTO edict is that new regulations from the Financial Industry Regulatory Authority—a self-regulatory agency—now require the home offices of remote workers to be registered and inspected every three years under a new pilot program, Bloomberg reported.
Anyone have any thoughts or news about this?
This doesn't apply to almost all employees. If you aren't sure if you are or aren't under any FINRA regulation, them you aren't.
Not sure who are considered FINRA regulated employees - those with securities licenses yes, but for example would this expand to personal and corporate trust employees?
Well good thing those 500 CAPES I have printed out are in my shed.
FINRA regs have nothing to do with the vast majority of US Bank employees - but you already knew that, didn't you Ms. H.R. Lady?
If this is the case then the bank would have to push for RTO 5 days a week not just hybrid.
FINRA would apply to anyone in TOS that can access that data though right?
so, are they going to inspect all offices including home offices in foreign countries ?
Sounds like this would only apply to FINRA regulated employees, not all employees of a bank.