Is it 10/27, 11/10, 11/17 or another date? Just want to be ready. Thanks
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Compliance needs a wholesale overhaul, Roemer might have been worse than Yvette who was CCO before him. Roemer did exactly nothing to improve our compliance. Even in area of sales practices , it was all led by separate teams outside of compliance.
All I’ve heard is by the end of this month things will start
all of the above
Reorg announcements are expected on October 27th, so Compliance layoffs would occur on or before that date. The changes at the higher level in Compliance already started with the recent new hires (CROs), transfers to head bigger teams (D. McClure) and "retirements" (N. Swift). These changes would lay the groundwork for the reorg. Changes may include Compliance's move to Risk, with CRO's (Charlie's appointees) being the true Compliance leadership.