The days of worrying about SEC actions are over... The only people at regulators will be fascist toadies. Just don't do anything to anger orange maga daddy. Maybe buy some $TRUMP coin, send a check to Don Jr, on top of your regular contributions, and you're good.
3 replies (most recent on top)
Ha ha yeah this seems like a sh-t post.
Schwab (like all financial firms) faces regulatory concerns but like the previous poster said with the current presidential administration and Schwab’s loud and proud support of it-they’re likely far less worried about regulatory scrutiny.
No more worries about that cash sweep program!!
You literally create a post titled "Rumor of Schwab, SEC and FINRA issues?" yet provide no additional context or information regarding what the issues involve.
Additionally, with the current Presidential Administration, it's highly unlikely that they would have any investigations or punishments against Schwab.
He-l, we have Schwabbies near the top of the US Treasury Department under the current Presidential Administration.
https://riabiz.com/a/2025/1/31/charles-schwab-corp-ties-brand-to-trump-after-becoming-custodian-consultant-and-investment-advisor-to-trump-media-discount-brokerage-startup
This feels like it's just a sh-t post.